SEC Reinforces Examination Hot-Button Issues and Technology Focus at Ascendant Compliance Conference
- Monday, April 15, 2013, 1:00
- PR Newswire
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NAPLES, Fla., April 15, 2013 /PRNewswire/ – Against the backdrop of ever-increasing regulatory demands to control enterprise risks, how can compliance officers obtain assurances that their firms are adequately prepared? Eric Bustillo, Director of the Miami Regional Office of the…
Source: http://www.prnewswire.com/news-releases/sec-reinforces-examination-hot-button-issues-and-technology-focus-at-ascendant-compliance-conference-202959901.html